Monthly Archives: May 2021

Let them check out of your email list

I write a lot because social media gets my name out there at a much lower cost than hiring a public relations. director. I know because I’ve been there and done that. I write articles, I blog, and I started … Continue reading

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Control is a big deal

As a retirement plan provider, you meet a potential client and you just do so well in the meeting that you think there should be no way that you’re going to lose this prospect. Yet you get the call that … Continue reading

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It’s not your job to understand

As someone in the non-fungible token world (3 Guys NFT), I don’t understand why people will spend thousands and thousands of dollars on virtual trading cards or digital moments instead of something in physical form. But I’m a kid from … Continue reading

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In the end, there can be only a few PEPs

The original Highlander is kind of a silly movie, with the tagline “there can be only one.” I do like the fact that Sean Connery is in it and the fact I was in the crowd at the Pro Wrestling … Continue reading

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You don’t know unless you ask the IRS

A few months back, I was working with a 401(k) plan sponsor on a big Voluntary Compliance Program (VCP) issue. The issue was simple, the latest plan restatement (since 2019) improperly included bonuses to the definition of compensation, which was … Continue reading

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Yeah, I got into the NFT business

NFTs or non-fungible tokens is an interesting development where people can buy digital art or trading cards that are not physical, but exist in a blockchain. Based on an idea I had and derived from the relationships developed through. That … Continue reading

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Kimberly-Clark, the latest big 401(k) lawsuit

Kimberly-Clark Corp. is the latest defendant in a proposed class action Employee Retirement Income Security Act (ERISA) lawsuit. The complaint alleges that Kimberly-Clark breached its fiduciary duties by authorizing the plan to pay unreasonably high fees for retirement plan services. … Continue reading

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The Problems Of 401(k) Plan Provider Contracts

My latest article on JDSupra.com can be found here

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The Rosenbaum Law Firm Review

My latest newsletter can be found here.

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