Monthly Archives: February 2016

The Rosenbaum Law Firm Review

My latest newsletter geared towards financial advisors can be found here.

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The Complete And Total Worthlessness Of The 401(k) Fiduciary Warranty

My latest JDSupra.com article can be found here.

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PPA Restatement Bind? Call us, The Restatement Busters

If you are a third party administrator (TPA) and you’re overburdened with the restatement process, may I suggest you call my Firm? I have 17 years experience in preparing plan documents and been through a handful of restatement processes from … Continue reading

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Last Call for Plan Restatements

My favorite professor at law school Bernie Corr said it best when he joked that the Bankruptcy Code changes to keep bankruptcy attorneys employed. I’m sure people think that the Internal Revenue Service (IRS) requires retirement plans to be restated … Continue reading

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The Long Goodbye

I always believe that the retirement plan business is a relationship driven business. It’s also a small world of industry where providers know providers nationwide. This belief has certainly helped my law firm practice grow as I’ve always had an … Continue reading

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Experience can mean a lot of things

I always talk about how plan sponsors need to work with experienced financial advisors, third party administration (TPA) firms, and ERISA attorneys on their plan needs. Like with reasonable fees, I believe that the term “experienced” is vague. Experience doesn’t … Continue reading

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Mistakes A Plan Sponsor Should Correct Before An IRS or DOL Audit

My latest article for JDSupra.com can be found here.

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It’s about relationships and patience: A Success Story

I always talk about my open door policy with financial advisors and third party advisors where I will help these plan providers out without me actively seeking their business. I kind of have that liberty because it’s my own law … Continue reading

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Features That Turn Your 401(k) Plan Into A 401(k) Disco

My latest JDSupra.com article can be found here.

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The Fight against a new Fiduciary Rule continues

It should come as no surprise that the Senate and the House of Representatives are trying to do their best to make sure that the Department of Labor (DOL) is thwarted with implementing a fiduciary rule for retirement plan and … Continue reading

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