Monthly Archives: June 2014

The Rosenbaum Law Firm Review

Posted on June 30, 2014 by admin

My latest newsletter can be found here.

Posted in 401(k) Plans, Retirement Plans | Leave a comment

Bottom Line: This is what Retirement Plan Sponsors Need To Do

Posted on June 28, 2014 by admin

My latest article for JDSupra.com can be found here.

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Comedy Show, August 10th at 7 pm

Posted on June 24, 2014 by admin

I always hate to ask for money, but I will when it comes to something I like. I really like the synagogue I attend called Congregation B’nai Sholom-Beth David in Rockville Centre, Long Island. Since they need a couple of … Continue reading →

Posted in Retirement Plans | Leave a comment

Be Wary of Plan Providers with Gray Hats

Posted on June 23, 2014 by admin

One of my favorite genres is the Western.  While I prefer the works of Sergio Leone and Clint Eastwood to those of John Ford and John Wayne, I have always been a big fan of these films. I always like … Continue reading →

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ERISA Fiduciaries: Making Sense of All The Numbers

Posted on June 21, 2014 by admin

My latest JDSupra.com article can be found here.

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Fees are only part of a 401(k) Plan’s problem

Posted on June 17, 2014 by admin

10 years before I went on my own and started my own practice, I started The Rosenbaum Law Firm P.C. It was a side venture, kind of an attempt to see if I can start my own practice without actually … Continue reading →

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Not all 3(38) Fiduciaries are alike

Posted on June 17, 2014 by admin

ERISA §3(38) investment managers has been a hot topic in the marketing of retirement plan providers and for the most part, it’s a good thing because plan sponsors who have no time to handle the fiduciary process of their plan … Continue reading →

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If they made the poor Plan decisions, they may take offense on your criticism

Posted on June 15, 2014 by admin

Two years ago, I had the worst call with a prospective client in the 14 years I have been an ERISA attorney. Without divulging any information about this prospective client, this 401(k) plan sponsor was like many prospective clients, poor … Continue reading →

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Plan Sponsors’ Misconceptions About Retirement Plan Fee Disclosure

Posted on June 14, 2014 by admin

My latest JDSupra.com article can be found here.

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More Plan Sponsors are asking for ERISA Fiduciary Services

Posted on June 10, 2014 by admin

I remember when I was in law school and we moved into a new building a few blocks away from the main campus. The computer sync site at the new building had a number of Apple Macs and the former … Continue reading →

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