Monthly Archives: March 2014

The Rosenbaum Law Firm Review

My latest newsletter can be found here.

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Why Employers Should Sponsor a Retirement Plan

My latest JDSupra.com article can be found here.

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A Plan Provider Success Story

I always talk about my open door policy with financial advisors and third party advisors where I will help these plan providers out without me actively seeking their business. I kind of have that liberty because it’s my own law … Continue reading

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Let it roll, let it roll (former employees’ account balances)

One of the rules I live by is that I believe that you should never let someone who dislikes you be in a position where they can hurt you. Let’s just say that have a former boss who should have … Continue reading

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Fidelity wins the high fee battle, but loses the war

Often time the newspaper will have big headlines on the front page when somebody gets busted, but a small paragraph when that same person gets cleared of all charges. That’s the nature of the newspaper business; if it bleeds, it … Continue reading

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Only 2 Things A Retirement Plan Sponsor Needs to Limit Their Liability

My latest JDSupra.com article can be found here.

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Being a retirement plan provider and pro wrestling business terms

I am a fan of professional wrestling and I’m not ashamed to admit it. I kind of claim that I had no choice in the matter since both my grandfathers watched it, so I say that it’s in my blood. … Continue reading

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DOL proposes a guide to fee disclosures

Any radical change to a business, industry, or an organization is going to take some time to adjust. Sometimes it becomes a work in progress because there maybe some tinkering with that change because of some negative blowback or unintended … Continue reading

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The Complete Worthlessness of The 401(k) Fiduciary Warranty

My latest article on JDSupra.com can be found here.

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Payroll providers TPAs and the King of Beers

I’m a beer snob and I’m proud of it. I like the taste of beer and I’m not going to waste my time, money, and calories on a mass-produced inferior product like Budweiser, Bud Light, Coors, and Miller. I would … Continue reading

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