Monthly Archives: December 2014

The Conduct Code for Retirement Plan Sponsors

My latest JDSupra.com article can be found here.

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Happy Clients Don’t Leave

Maybe it’s a simplistic approach when it comes to things, but I kind of see things the way they are in very simplistic approaches. When it comes to employees working for a client, I always say that happy employees never … Continue reading

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Stuff That Won’t Help A Retirement Plan Sponsor Limit Their Liability

My latest JDSupra.com article can be found here.

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They aren’t laughing anymore

Maybe it’s an insecurity of mine, but I always felt and still do that there are many times that I haven’t been taken seriously. There were family situations and professional situations where that came to be and it wasn’t a … Continue reading

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Plan Sponsor maybe wise to get a second opinion

If you don’t feel right and you go to the doctor and you get some grim or fantastic news about your health, isn’t it a good call to get a second opinion? Especially with certain types of cancer, speaking to … Continue reading

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End of Year Tips for The 401(k) Plan Sponsor

My latest JDSupra.com article can be found here.

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USA Today

Proud to have been quoted in USA Today for an article on plan participant concerns with their mutual fund lineup. Please click here for the article.

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The Road to Hell is Paved with Good Intentions

One of my favorite sayings is that “the road to hell is paved with good intentions.” To me, it means that good intentions could have some bad results. A big part of my practice has been helping advisors and brokers … Continue reading

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Advisors Advantage

My newsletter geared towards retirement plan professionals can be found here.

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Pearls of “Wisdom” for 401(k) Plan Providers

My latest JDSupra.com article can be found here.

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