Monthly Archives: July 2020

As a 401(k)-plan sponsor, the new Department of Labor (DOL) rules that allow for the electronic delivery of important ERISA notices is a no brainer. You will no longer have to deal with the mailings and the bounced back mail, … Continue reading →

Theft by plan fiduciaries does happen and it’s not hard to find out who did it. The problem with theft by cyber breaches is that the cybercriminals are quite good at keeping themselves invisible as soon as the theft has … Continue reading →

They said it best in This Is Spinal Tap, there is a fine line between being clever and stupid. Behan Bros, Inc. Retirement Plan is an annual valued 401(k) plan with a valuation date of December 31st. As with many … Continue reading →

Everyone knows that I’m a huge baseball fan (these 401(k) conferences have allowed me to travel to stadiums around the country), so I’m tremendously disappointed as to what has been going on or has not been going for the 2020 … Continue reading →

According to the J.D. Power 2020 U.S. Retirement Plan Participant Satisfaction Study, most plan providers aren’t helping participants in the participants’ eyes. Just 27% of retirement plan participants say they have accessed professional financial advice related to their plan, and … Continue reading →

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