Monthly Archives: March 2019

ConAgra lawsuit shows problems with being a fiduciary

A former participant of ConAgra’s 401(k) plan filed a lawsuit against the company, alleging they failed to adhere to the definitions of compensation and permissible contribution stated in plan documents. It stems from the failure of ConAgra to allow deferrals … Continue reading

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Fidelity lawsuit and the ERISA litigators will always be watching

Fidelity is being sued again, this time regarding payments made by mutual funds to the Fidelity FundsNetwork. It is alleged that these payments are a kickback and a replacement for revenue sharing. I’m not going to weigh in on the … Continue reading

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Retirement Plan Advisors Advantage

My latest newsletter for retirement plan professionals can be found here.

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Lessons for Plan Providers From The Impending Death Of Sears

My latest article for JDSupra.com can be found here.

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