Monthly Archives: February 2019

Watch out for those HR issues

Small to medium-sized businesses really need to be up to date with human resources issues that include 401(k) plans. Employers can get into trouble with the Department of Labor just by placing their I-9 forms in an employee’s files. They … Continue reading

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When you show you don’t care, they get it

So the afternoon before Thanksgiving, my Verizon FIOS went down and wasn’t coming back so quickly. That means the Internet, TV, and my phone went down when the main unit showed fail. I called FIOS tech support and they said … Continue reading

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If the 401(k) bleeds, it does lead

When the local TV news does a report surrounding a snow storm, I always joke that they should recycle the reporting from supermarkets and hardware stores for barren shelves. It saves time and money. The same can be said about … Continue reading

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American Century beats back in-house funds lawsuit

American Century Investments recently won a class-action lawsuit alleging that they profited from their company 401(k) plan at the expense of employees by loading the retirement plan with in-house mutual funds. The judge in the case stated the trial evidence … Continue reading

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The Shocking Truth About Participant Directed 401(k) Plans

My latest article on JDSupra.com can be found here.

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Advisors Advantage

My newsletter for retirement plan professionals can be found here.

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As A Plan Provider, How You Can Deal With Clients

My latest article for JDSupra.com can be found here.

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