Monthly Archives: September 2016

Concerns For Who You Pick As Your 401(k)’s TPA

My latest jdsupra.com article can be found here.

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Broker-Dealers dealing with The New Fiduciary Rule: Some Guidance

I’ve been hired by a couple of broker-dealers in how to develop a plan to comply with the new fiduciary rule. Unlike some of my competitors, all of my fees are based on a flat fee (cheap plug here). I’m … Continue reading

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The theory of “Peak 401(k) Fee Litigation”

I always loved the movie Donnie Brasco, it’s a great story about the non-glamarous side of organized crime. As part of a crew captained by Sonny Black, Lefty Ruggiero played by Al Pacino is hammering away to get the change … Continue reading

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Advisors Advantage

My latest newsletter geared towards retirement plan providers can be found here.

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