Monthly Archives: July 2016

You Can Always Be A Step Away From Getting Sued

Posted on July 7, 2016 by admin

A well-respected registered investment advisor was recently named as a defendant in a class-action lawsuit against a $1 billion 401(k) plan. I’m not going to cite the particulars and I’m not going to opine because a complaint filed in Federal … Continue reading →

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Fact That Small 401(k) Lawsuit Was Dropped Is Irrelevant

Posted on July 5, 2016 by admin

While many of us in the retirement plan world were publicizing a class action lawsuit against a $9 million, apparently the plaintiffs had a change of heart. The case was Damberg et al v. LaMettry’s Collision Inc. and the plaintiffs … Continue reading →

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Harvey Berman, R.I.P.

Posted on July 5, 2016 by admin

People often ask me how I got into ERISA/retirement plan law and I tell them the truth: it’s because it’s the first job I got. The person that gave me that first job was an ERISA attorney named Harvey Berman. … Continue reading →

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Advisors Advantage

Posted on July 5, 2016 by admin

My latest newsletter geared towards retirement plan professionals can be found here.

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