Monthly Archives: February 2016

IRS releases guidance on mid-year amendments to Safe Harbor 401(k) Plans

A few years back, an Internal Revenue Service (IRS) official opined that the IRS would not look favorably on safe harbor 401(k) plan making any amendments mid-year except in some circumstances such changing a trustee, changing a plan vendor., loosening … Continue reading

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The Problems with 403(b) Plans

I always say that as bad as 401(k) plans may be, 403(b) plans are in much worse shape. It didn’t help that the Internal Revenue Service only issued regulations that governed them only 30 years too late, back in 2008. … Continue reading

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Advisors Advantage

My latest newsletter geared towards advisors and retirement plan providers can be found here.

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Avoiding The “Bumps” Of Being A Retirement Plan Provider

My latest JDSupra.com article can be found here.

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The Big 401(k) Issue Many Don’t Focus On

The fixation and discussion about plan expenses usually flares up when the stock market isn’t doing well. Two major corrections within a 10-year period (2000-2010) made fee disclosure regulations inevitable.  With the way the market is going in 2016, we … Continue reading

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The Rosenbaum Law Firm Review

My latest newsletter can be found here.

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