Monthly Archives: October 2013

10 Concepts That Every Retirement Plan Sponsor Should Know

My latest JDSupra.com article can be found here.

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Payroll provider TPA plan documents and the Olympia Cafe from SNL: “No new comp, Pepsi”

I just recently restated the plan document of a plan sponsor that was leaving a payroll provider third party administrator (TPA), one of the 2 big playersin the market. The plan document looks like it could have been drafted by … Continue reading

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Plan asset theft only happens when no one is looking

I don’t know what’s going on in the south shore of Long Island over the past year and it wasn’t just Hurricane Sandy. A year and a half ago, the treasurer of my local school’s PTA stole more than $5,700 … Continue reading

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Industry Thought-Leaders: 401k MEPs as Safe as Any Other 401k Plan

Glad to have been part of this great article for FiduciaryNews.com. Find it here.

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Advisors Advantage

My latest newsletter geared towards financial advisors can be found here.

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Austin 3(16) Fiduciary Limited Brochure

For a brochure of my 3(16) service, please click here.

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There is more to fear than a class action lawsuit for the 401(k) plan sponsor

International Paper is paying $30 million in a settlement for a class action lawsuit concerning their 401(k) plan for claims resulting on having their own stock in the plan, unreasonable hidden plan expenses, and fraudulently reported performance histories. Cigna paid … Continue reading

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