Monthly Archives: April 2013

The Worthlessness of The 401(k) Fiduciary Warranty

My latest JDSupra.com article can be found here.

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To Flat Fee Bill or Not, that is your Question

The New York Times had an interesting article regarding the tyranny of law firms using the billable hour.  I worked for a couple of law firms for a couple of years and it wasn’t my cup of tea. I’m not … Continue reading

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Advisors Advantage

My newsletter geared towards financial advisors and third party administrators can be found here.

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Fee Disclosures: Part II?

One of the many projects that the Department of Labor (DOL) is working on; gets us back to the Section 408(b)(2) disclosures. Shortly, the DOL may amend the disclosure regulations to require a guide or supplement should be issues to … Continue reading

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The “Real” Role of a 401(k) Plan Financial Advisor

My latest JDSupra.com article can be found here.

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Networking with other plan providers is more than a quick score of referrals

When a rock band goes into a studio to record an album, they start writing new songs. Some members of the band will start a riff that can become the next hit, become part of the album, or left behind … Continue reading

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Uncertain regulatory climate hasn’t put damper on TPA market

I was featured in a benefitspro.com article which can be found here.

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The Second Deadly Sin for Plan Providers: Complacency

The movie Seven taught me that the seven deadly sins are wrath, greed, sloth, pride, lust, envy, and gluttony. Over time, I’ll develop a deadly sin list for retirement plan providers. I have touched upon the first deadly sin for … Continue reading

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The Rosenbaum Law Firm Review

My latest newsletter can be found here.

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