Category Archives: 401(k) Plans

A 401(k) Plan is a tool, it’s how you use it that counts

Posted on May 4, 2015 by admin

Before I had kids, I played golf. I took weekly golf lessons from a guy named Kenny. When it came to golf clubs, Kenny said that gold clubs were merely tools. It all depended on how you used them. My … Continue reading →

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For Retirement Plan Providers, It’s All About Making A Connection

Posted on May 1, 2015 by admin

My latest JDSupra.com article can be found here.

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Stick to what you know

Posted on April 28, 2015 by admin

Over the past 5 years as a solo ERISA practitioner, I always get asked if that’s all I do. It’s not some kind of insult, but a question on whether I also do financial advisory work and/or third party administration … Continue reading →

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The Rosenbaum Law Firm Review

Posted on April 27, 2015 by admin

My latest newsletter can be found here.

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An Army of One

Posted on April 23, 2015 by admin

A few years back, the Army unleashed a marketing campaign called “An Army of One.” The Sopranos has an episode called “An Army of One” when Jackie Jr. was whacked by Vito Spatafore. Around that time, I was working as … Continue reading →

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DOL Proposes New Fiduciary Rule

Posted on April 20, 2015 by admin

Maybe it wasn’t Moses speaking from Mount Sinai, but the Department of Labor (DOL) proposed a new fiduciary rule that will change how retirement plan providers give advice. This is a re-proposal of a rule that was previously withdrawn a … Continue reading →

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There’s a Cost For Those “Free” SEP and SIMPLE IRA Plans

Posted on April 17, 2015 by admin

My latest JDSupra.com article can be found here.

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Retirement Plan Sponsors Need To Care About Plan Design

Posted on April 9, 2015 by admin

My latest article on JDSupra.com can be found here.

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The Earth is not flat, but maybe the bill should be

Posted on April 6, 2015 by admin

I worked for a couple of law firms for a couple of years and it wasn’t my cup of tea. I’m not a big fan of any business that is predicated less on the quality of service and more on … Continue reading →

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Advisors Advantage

Posted on April 6, 2015 by admin

My latest newsletter geared towards financial advisors can be found here.

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