Category Archives: 401(k) Plans

As a Retirement Plan Provider, Things You Should Let Go

My latest article on JDSupra.com can be found here.

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The Rosenbaum Law Firm Review

My newsletter can be found here.

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Plan Sponsors Should Avoid The Dark Side of the Retirement Plan Business

My latest JDSupra.com article can be found here.

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The One Mutual Fund Family Lineup

You must know about the shoemakers’ children and how they go barefoot and have no shoes. In the retirement plan industry, we have retirement plan providers and their employees’ retirement plan. I know, I have been there. The third party … Continue reading

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Supreme Trouble with Tibble

While the Supreme Court ruled in the monumental 401(k) case Tibble v. Edison that mostly dealt with statute of limitations issues, one could read something into it a little more. Tibble was the case where the District Court held that … Continue reading

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It Takes Only One Retirement Plan Participant To Sink An Employer

My latest JDSupra.com article can be found here.

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DOL Comment Period Extended

In an announcement that did not surprise me, The Department of Labor (DOL) has announced a brief extension of the comment period on its proposed fiduciary rule and set a date for a public hearing. The comment period for what … Continue reading

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A Plan Sponsor’s Foolproof Way To Getting In Trouble

My latest JDSupra.com article can be found here.

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My Referrals aren’t for Sale and Neither Should Yours

My word is my bond; at least I try to make it that way. My opinions on which providers are good for plan sponsors aren’t for sale and neither should yours. When I get asked for referrals, I always try … Continue reading

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How an Employer “Juice Up” Their 401(k) Plan At Little Or No Cost

My latest JDSupra.com article can be found here.

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