Category Archives: 401(k) Plans

To be or not to be, that is the question. To delay or not to delay, I don’t know what the answer is. With April 1 rolling around and no final rules concerning their implementation, many folks (namely retirement plan … Continue reading →

My latest newsletter can be found here.

My latest article on JDSupra.com can be found here.

When I first started as an ERISA attorney in 1998, I was told that all retirement plans had to be restated by December 31, 1999. The Internal Revenue Service then kept on delaying the restatement process until 2003, almost 4 … Continue reading →

My latest newsletter can be found here.

My latest JDSupra.com article can be found here.

My experience at law school could probably be summed up by one event. For first year law students, there is an event that everyone participates in and it’s called Moot Court where students argue a fictional appellate case in front … Continue reading →

My latest JDSupra.com article can be found here.

I remember being involved in student politics and finding out that with any student leader, there were bound to be rumors about that individual whether the rumor resembled the truth or not. So while I was with a client this … Continue reading →

Years ago, moist financial advisors were not aware of their role as a retirement plan advisor when it came to handling their plan sponsor clients. Most advisors were mailing it in, pocketing the quarterly fee without meeting with the client … Continue reading →