Category Archives: 401(k) Plans

As you may be aware, I helped start a separate ERISA §3(16) fiduciary service and the reason I did was because I thought there was a need for a 3(16) administration service that was not connected to any third party … Continue reading →

My latest JDSupra.com article can be found here.

Human resources directors and plan sponsors need to know the dangers with setting up a retirement plan and how with some effort, avoid turning their retirement plan into a human resources director. A good chunk of my practice is helping … Continue reading →

I talk about my 2 year sentence at a semi-prestigious law firm (sorry, Lois) more than I should, but I do because it was probably the most frustrating experience in my life and I went to law school and passed … Continue reading →

I had the pleasure of offering some comments to my friends at FiduciaryNews.com about one of my favorite subjects, participant directed brokerage accounts in 401(k) plans. Choice can be a good thing with a 401(k) Plan, but too many choices … Continue reading →

My latest JDSupra.com article can be found here.

So much of any industry is dedicated to marketing, because marketing can help a company sell a product or service just based on how it’s marketed. Whoever sold the pet rock is still probably laughing all the way to the … Continue reading →

With every positive development in the retirement services industry, there is always going to be a few jokers who will take advantage of the situation to the detriment of the plan sponsors clients they are supposed to help. Concern about … Continue reading →

In my previous life (long story), I had a brother in law.  Yes, one of those. Despite similar interests, we were never friendly mainly because he had the personality approach that he didn’t care for anyone else. He wasn’t shy … Continue reading →

My latest JDSupra.com article can be found here.