Category Archives: 401(k) Plans

Glad to have been part of this great article for FiduciaryNews.com. Find it here.

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International Paper is paying $30 million in a settlement for a class action lawsuit concerning their 401(k) plan for claims resulting on having their own stock in the plan, unreasonable hidden plan expenses, and fraudulently reported performance histories. Cigna paid … Continue reading →

My latest JDSupra.com article can be found here.

My latest JDSupra.com article can be found here.

The best way to keep clients is to look at what you’re doing as a plan provider and what is out there in the marketplace. If you are a third party administrator (TPA) and the competition is having much success … Continue reading →

The retirement plan industry is very close knit. Everyone knows who does great work and the few that don’t. Word travels fast about the good, the bad, and the ugly in this business. Whether you are a financial advisor, third … Continue reading →

My latest JDSupra.com article can be found here.

If you ever want to know what the top mutual funds were 3-5 years ago, you can look at the mutual fund lineup of many 401(k) plans today. While it may sound like a joke, it isn’t. Too many 401(k) … Continue reading →