Category Archives: 401(k) Plans

Happy Clients Don’t Leave

Posted on December 23, 2014 by admin

Maybe it’s a simplistic approach when it comes to things, but I kind of see things the way they are in very simplistic approaches. When it comes to employees working for a client, I always say that happy employees never … Continue reading →

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Stuff That Won’t Help A Retirement Plan Sponsor Limit Their Liability

Posted on December 21, 2014 by admin

My latest JDSupra.com article can be found here.

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They aren’t laughing anymore

Posted on December 15, 2014 by admin

Maybe it’s an insecurity of mine, but I always felt and still do that there are many times that I haven’t been taken seriously. There were family situations and professional situations where that came to be and it wasn’t a … Continue reading →

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Plan Sponsor maybe wise to get a second opinion

Posted on December 14, 2014 by admin

If you don’t feel right and you go to the doctor and you get some grim or fantastic news about your health, isn’t it a good call to get a second opinion? Especially with certain types of cancer, speaking to … Continue reading →

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End of Year Tips for The 401(k) Plan Sponsor

Posted on December 13, 2014 by admin

My latest JDSupra.com article can be found here.

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The Road to Hell is Paved with Good Intentions

Posted on December 8, 2014 by admin

One of my favorite sayings is that “the road to hell is paved with good intentions.” To me, it means that good intentions could have some bad results. A big part of my practice has been helping advisors and brokers … Continue reading →

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Pearls of “Wisdom” for 401(k) Plan Providers

Posted on December 6, 2014 by admin

My latest JDSupra.com article can be found here.

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Stuff That Prospective 401(k) Plan Providers Tell You That’s True

Posted on December 1, 2014 by admin

My latest JDSupra.com article can be found here.

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An Employer’s “Recipe” for having a Great Retirement Plan

Posted on November 22, 2014 by admin

My latest article on JDSupra.com can be found here.

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Avoid the next big thing in 401(k) Litigation

Posted on November 17, 2014 by admin

ERISA litigators need to eat and once they exhausted much of the fee litigation prior to the implementation of fee disclosure, they needed something else to sink their teeth in. Then we got cases regarding using the wrong share classes … Continue reading →

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