Category Archives: Retirement Plans

The Plan Checklist That Every Retirement Plan Sponsor Needs

Posted on January 25, 2014 by admin

My latest article on JDSupra.com can be found here.

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Make sure your Plan Service is more than just a typical gimmick

Posted on January 21, 2014 by admin

A year or so ago, a good friend of mine who is an ERISA §3(38) fiduciary won a case from a disgruntled broker who claimed that all 3(38) services was just marketing. A 3(38) fiduciary that does a competent job … Continue reading →

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Dumb Things Retirement Plan Sponsors Should Avoid Doing

Posted on January 18, 2014 by admin

My latest JDSupra.com post can be found here.

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Two trains of thought for the new Financial Advisor regarding the Plan’s TPA

Posted on January 16, 2014 by admin

One of my least favorite sayings is : “if it ain’t broken, don’t fix it.” I detest it because it suggests complacency of something that is mediocre. It kind of reminds me of when New York City Mayor Ed Koch … Continue reading →

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Plan sponsors can’t afford to pay more than they should

Posted on January 14, 2014 by admin

When I was 13 and I had my Bar Mitzvah, I plucked down about $2,000 in 1985 money for a state of the art Apple IIe with a monochrome monitor. One of the first pieces of software I bought was … Continue reading →

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Things They Never Tell You as a Retirement Plan Provider

Posted on January 13, 2014 by admin

My latest JDSupra.com article can be found here.

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Advisors Advantage

Posted on January 13, 2014 by admin

My latest newsletter geared towards retirement plan professionals can be found here.

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The Rosenbaum Law Firm Review

Posted on January 7, 2014 by admin

My latest newsletter for plan sponsors can be found here.

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New DOL Fiduciary Rule delayed again

Posted on January 6, 2014 by admin

When I was a freshman at Stony Brook University, there was a shooting on campus at a concert where the performer refused to perform after being 5 hours late. No one was shot, but it brought up the question on … Continue reading →

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Future Threats That a 401(k) Plan Sponsor Should Be Aware Of

Posted on January 4, 2014 by admin

My latest JDSupra.com article can be found here.

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