Category Archives: Retirement Plans

I’m wary of self-directed brokerage account because I still concerned about the fiduciary issues, as well as the fact that I still don’t think participants do better with them in terms of financial growth. There was a recent survey done … Continue reading →

There is nothing wrong with offering loans with your 401(k) plan. What will be wrong is if the program isn’t administered properly and you don’t have the backup to prove you administered it correctly. One of the biggest targets of … Continue reading →

As a plan sponsor being investigated by an Internal Revenue Service (IRS) agent, there is one thing you might not be aware of. The IRS agent is there to ensure there has been voluntary compliance by you to the provisions … Continue reading →

Social media is a great benefit for your 401(k) business, but sometimes it can be a disaster if you let it. I’ve seen too many business professionals and companies that get in trouble on Facebook for posting things that are … Continue reading →

20 years ago, the hard liquor business was dying and microbreweries were the hottest thing. People may not be aware of it, but for most of the existence of television, the spirit industry had a self-imposed ban on liquor advertising. … Continue reading →

My latest newsletter can be found here.

The fascinating part of ERISA litigations is the changing law and viewpoints. To combat the rising tide of litigation, some companies have included arbitration provisions in their Plan document. That means participants can’t adjudicate their claims in court, they must … Continue reading →

My latest article for JDSupra.com can be found here.

My latest article for JDSupra.com can be found here.

You’ve got a lot on your plate as a retirement plan provider and the last thing you need is more headaches. So don’t add to your workload and headaches by deciding to bill for the work of another provider. I’m … Continue reading →