Category Archives: Retirement Plans

A few years back, a good friend of mine who is an ERISA §3(38) fiduciary won a case from a disgruntled broker who claimed that all 3(38) services were just marketing. A 3(38) fiduciary that does a competent job and … Continue reading →

I sell some stuff on eBay. I’m selling collectibles I no longer want for collectibles I do want (vintage graded sports cards). I set a starting bid and a buy it now price and occasionally I’ll get the eBay member … Continue reading →

The Brady Bunch was probably everyone’s vision of what a perfect family was. There two sets of a parent with three children of their own and together they blended the families and everything ended up happily after a 22-minute episode. … Continue reading →

One of the most annoying parts of being an ERISA attorney was the requirement that new retirement plans be adopted by the last day of the Plan Year, making December 31st a very busy time of year. The Setting Every Community … Continue reading →

Retirement plan services provider FPS Group has changed its name to IPX Retirement. FPS Group has been a strong supporter of That 401(k) Conference, appearing at most of our events, and will be part of That 401(k) National Virtual Conference … Continue reading →

Solo 401(k) plans were a great opportunity for owner-employees to offer a plan for themselves (as well as their spouse). The only problem is that they can be a disaster because of the lack of support most custodians give to … Continue reading →

My latest article for JDSupra.com can be found here.

My latest article for JDSupra.com can be found here.

Bigger is not better. At least I think so since I come from the school of less is more. While there is consolidation in the retirement plan business and you may be concerned that the competition is getting bigger and … Continue reading →

I always have the belief that I try to treat people the way that I wanted to be treated. However, when someone stabs me in the back, all bets are off. So anyone who maybe had a problem with me … Continue reading →