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JDSupra
Categories
Monthly Archives: June 2018
You see how large 401(k) providers can treat their employees
I love Clint Eastwood movies and one favorite is “In The Line of Fire’. John Malkovich is playing a wannabe Presidential assassin named Leary and Clint is playing Frank Horrigan, the Secret Service agent who is trying to catch him. … Continue reading
Posted in Retirement Plans
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It’s a changed and less profitable world for financial advisors
In the good old days of participant-directed 401(k) plans, a good chunk of financial advisors did very little work for the plans that they advised. Many of them sat back, collected their trail or asset-based fee, and maybe saw the … Continue reading
Posted in Retirement Plans
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Pick up the phone
I always say one of the main reasons that a provider gets fired is when the plan sponsor feels that the provider doesn’t care and one of the main reasons is when the plan sponsor can’t get their phone call … Continue reading
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The New Fiduciary Rule is Dead, Jim
In a move that should shock no one, the Department of Labor (DOL) pretty much left the fiduciary rule to die by rolling over and effectively letting the rule die. The last deadline for resuscitating the fiduciary rule passed when … Continue reading
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The DOL is still targeting late deferrals
It should be the simplest thing to do, yet so many plan sponsor fails to do it. What I’m talking about is the late deposit of deferrals and it’s been the biggest reason I’ve seen why the Department of Labor … Continue reading
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You Need To Tell Your 401(k) TPA What You Got
My latest article for JDSupra.com can be found here.
Posted in Retirement Plans
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401(k) Plan Sponsors Need To Read This Article!
My latest article for JDSupra.com can be found here.
Posted in Retirement Plans
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You see how large 401(k) providers can treat their employees
I love Clint Eastwood movies and one favorite is “In The Line of Fire’. John Malkovich is playing a wannabe Presidential assassin named Leary and Clint is playing Frank Horrigan, the Secret Service agent who is trying to catch him. … Continue reading
Posted in Retirement Plans
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The Plan Sponsor may not see how great you are
Aside from my children and my wife, my favorite person of all-time was my grandmother Rose. She was the most selfless person I ever met, who was full of life, and love for family. When my grandmother decided she would … Continue reading
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That 401(k) Conference debuts at Citi Field
The crazy idea of starting another 401(k) Advisor Conference plus adding some unique elements made its debut on June 7th at Citi Field. That 401(k) Conference debuted with some great presentations by Kravitz, Millenium Trust Company, Alliance Pension Consultants, Oppenheimer … Continue reading
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