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JDSupra
Categories
Monthly Archives: April 2015
Stick to what you know
Over the past 5 years as a solo ERISA practitioner, I always get asked if that’s all I do. It’s not some kind of insult, but a question on whether I also do financial advisory work and/or third party administration … Continue reading
Posted in 401(k) Plans
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The Rosenbaum Law Firm Review
My latest newsletter can be found here.
Posted in 401(k) Plans, Retirement Plans
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An Army of One
A few years back, the Army unleashed a marketing campaign called “An Army of One.” The Sopranos has an episode called “An Army of One” when Jackie Jr. was whacked by Vito Spatafore. Around that time, I was working as … Continue reading
Posted in 401(k) Plans, Retirement Plans
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The Worthlessness Of The 401(k) Fiduciary Warranty
My latests article for JDSupra.com can be found here.
Posted in Retirement Plans
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DOL Proposes New Fiduciary Rule
Maybe it wasn’t Moses speaking from Mount Sinai, but the Department of Labor (DOL) proposed a new fiduciary rule that will change how retirement plan providers give advice. This is a re-proposal of a rule that was previously withdrawn a … Continue reading
Posted in 401(k) Plans
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My Support for a Fiduciary Rule
The current way that retirement plans are handled by registered investment advisors who are fiduciaries and the bulk of brokers who are not can be explained in a similar, following situation. Let’s say that there are two types of people … Continue reading
Posted in Retirement Plans
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Plan Sponsors should invest in a scanner
Being a plan sponsor is a tough job and the amount of paperwork that goes with it can be overwhelming. The paperwork includes plan documents, summary plan descriptions, amendment, valuations, trusts statements, and payroll. The fact is that as a … Continue reading
Posted in Retirement Plans
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There’s a Cost For Those “Free” SEP and SIMPLE IRA Plans
My latest JDSupra.com article can be found here.
Posted in 401(k) Plans, Retirement Plans
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Using Plan Sponsor fear of liability into positive action
Many plan sponsors have a fear of liability and that’s a good thing is they put that fear into use by putting good practices in place for their retirement plan. It means nothing if plan sponsors process that fear into … Continue reading
Posted in Retirement Plans
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Complacency is a Plan Provider Killer
Complacency can kill a retirement plan provider and their business. Complacency is a two fold, being complacent in the retirement plan industry and being complacent with your clients. Any business whether it’s retirement plan based or not, has to change … Continue reading
Posted in Retirement Plans
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