Monthly Archives: June 2012

Why so serious? It might mean their job

Not too long ago, I had the worst call with a prospective client in the 14 years I have been an ERISA attorney. Without divulging any information about this prospective client, this 401(k) plan sponsor was like many prospective clients, … Continue reading

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The DOL starts looking at self directed brokerage accounts

They are making a big stink in my hometown of New York City as Mayor Bloomberg is trying to phase out large containers (more than 16 ounces) for sugar sodas that are being sold at restaurants, movie theaters, mobile food … Continue reading

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You Might Have a Problem With Your Retirement Plan If….

My latest JDSupra.com article can be found here.

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Why everyone should consider Automatic Enrollment

When automatic enrollment first started, it was called a negative election and it was propped up by a revenue ruling where an employer proposed adding it for the very first time.  When I first heard of it in 1999, I … Continue reading

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The Ultimate Retirement Plan Sponsor Checklist

My latest JDSupra.com article can be found here.

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Dewey & LeBoeuf and The Law Firm Redemption

A JDSupra.com article I wrote concerning the business of law firms and that certain law firm I will not name can be found here.

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Experts Sound Off on DOL’s 401k MEP Advisory Opinion

My comments in a great Fiduciary News article by Chris Carosa can be found here.

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Lies that Prospective Retirement Plan Providers and Your Mother Tell You

My latest JDSupra.com article can be found here.

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Excessive fees are only part of the Retirement Plan problem

I need to step away from the multiple employer plan situation for a moment, so my head doesn’t explode. With July 1 around the corner, there has been so much discussion and consideration concerning plan fees. Again, a plan fiduciary … Continue reading

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Advisors Advantage

My latest newsletter can be found here.

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