Category Archives: Retirement Plans

One of my favorite movies is Casino. I admit it, I am a huge sucker for great mob movies and while it’s not the Godfather Trilogy or GoodFellas, it’s on the next level. One of the most interesting scenes is … Continue reading →

The whole purpose of having a participant directed 401(k) plan has been to take advantage of ERISA §404(c), which limits the plan sponsor from liability from losses incurred by participants through their directed investment. Plan sponsors were under a misconception … Continue reading →

My latest article on JDSupra can be found here.

Did you ever hear of a dentist that didn’t bother to check a patient’s teeth or the bartender that didn’t serve any drinks to thirsty patrons? Me neither. However, I still see retirement plan financial advisors who don’t do the … Continue reading →

Years ago, I had this silly notion that I would not only start my own law firm, but that I would also go for a certified financial planner designation. It was silly because I don’t see why someone would seek … Continue reading →

My comments in a Bankrate.com story, featured on FoxBusiness.com on the freezing of pension plans can be found here.

The latest issue for plan advisors can be found here.

My latest article on JDSupra can be found here.

When you get pulled over by the police while driving, the best way to handle is to be pleasant and not be argumentative. You listen to the officer as to why he pulled over. Being belligerent and non-cooperative will only … Continue reading →

I always say that good third party administration (TPA) firms don’t get the respect that they deserve. The reason that they don’t get the respect that they deserve because many plan sponsors and financial advisors don’t know the value that … Continue reading →