Category Archives: Retirement Plans

A good friend of mine in the business, Al Lutfy, CPA (one of the best auditors out there, especially at the price) sent me a short note regarding plan audits that certainly piqued my interest. For those who are unaware, … Continue reading →

My latest JDSupra.com article can be found here.

While the Department of Labor (DOL) heard the loud complaints concerning their intention to imposing disclosure requirements for plan sponsors on self directed brokerage accounts within retirement plans, it doesn’t exempt plan sponsors from liability in having these brokerage accounts … Continue reading →

My latest newsletter, geared towards financial advisors can be found here.

My latest JDSupra.com article can be found here.

I am not a big fan of participant directed brokerage accounts within self directed 401(k) plans because it can lead to a whole host of issues and problems that plan sponsors may not anticipate. So while I’m not a big … Continue reading →

I was never part of the in crowd. Look at my picture, could I ever be in the “in crowd”. While I always heard the excuse “that everyone is doing it”, I was always the guy who wasn’t. That’s it … Continue reading →

My latest newsletter can be found here

My latest JDSupra.com article can be found here.

An article on Plansponsor.com featuring me, based on a previous article that I wrote. Please see here.