Category Archives: Retirement Plans

Industry Thought-Leaders: 401k MEPs as Safe as Any Other 401k Plan

Posted on October 8, 2013 by admin

Glad to have been part of this great article for FiduciaryNews.com. Find it here.

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Advisors Advantage

Posted on October 7, 2013 by admin

My latest newsletter geared towards financial advisors can be found here.

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Austin 3(16) Fiduciary Limited Brochure

Posted on October 2, 2013 by admin

For a brochure of my 3(16) service, please click here.

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There is more to fear than a class action lawsuit for the 401(k) plan sponsor

Posted on October 1, 2013 by admin

International Paper is paying $30 million in a settlement for a class action lawsuit concerning their 401(k) plan for claims resulting on having their own stock in the plan, unreasonable hidden plan expenses, and fraudulently reported performance histories. Cigna paid … Continue reading →

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The Rosenbaum Law Firm Review

Posted on September 30, 2013 by admin

My latest JDSupra.com article can be found here.

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The Hidden Dangers for the 401(k) Plan Sponsor

Posted on September 30, 2013 by admin

My latest JDSupra.com article can be found here.

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Offering legal services on UpCounsel

Posted on September 25, 2013 by admin

Happy to be one of the first attorneys offering my services in New York for UpCounsel where people looking for attorneys can submit work proposals and attorneys can bid on them. My profile is here.

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If losing clients, the Plan Provider should look within

Posted on September 24, 2013 by admin

The best way to keep clients is to look at what you’re doing as a plan provider and what is out there in the marketplace. If you are a third party administrator (TPA) and the competition is having much success … Continue reading →

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Giving other Plan Provider Referrals isn’t about lining your pockets

Posted on September 23, 2013 by admin

The retirement plan industry is very close knit. Everyone knows who does great work and the few that don’t. Word travels fast about the good, the bad, and the ugly in this business. Whether you are a financial advisor, third … Continue reading →

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Retirement Plan Sponsors Need To Be Careful About Buying “Fiduciary Services”

Posted on September 20, 2013 by admin

My latest JDSupra.com article can be found here.

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