Category Archives: Retirement Plans

The Small Stuff Creates The Biggest Liability Pitfalls For 401(k) Plan Sponsors

My latest article for JDSupra.com can be found here.

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They only steal from the Plan when no one is looking

I don’t know what’s going on in the south shore of Long Island over the past few years and it wasn’t just Hurricane Sandy. A few years back, the treasurer of my local school’s PTA stole more than $5,700 for … Continue reading

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No fear of a class action lawsuit doesn’t mean there shouldn’t be fear

Plan sponsors will say it all the time: they are too small to be sued in a class action lawsuit. That may be true, but a class action lawsuit isn’t the only thing to fear. Most plans aren’t big enough … Continue reading

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Advisors Advantage

My latest newsletter can be found here.

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How To Operate A Retirement Plan Provider Practice on a Shoe String

My latest JDSupra.com article can be found here.

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Being a Leader is more than just the title

I think there are two types of leaders: those who lead and those who are enamored with being a leader. When you’re a leader and if you have people following you, you have the responsibility to lead. Being a leader … Continue reading

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The Pitfall of Networking Events

I used to attend a lot more networking events when I first started my law firm when I had very little clients and I think that experience kind of made me attend far fewer events. Networking is an integral part … Continue reading

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The Rosenbaum Law Firm Review

My latest newsletter can be found here.

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What Plan Sponsors Don’t Know, May Hurt Them

My latest JDSupra.com article can be found here.

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For Retirement Plans, it’s more about a process and less about a result

We’ve been conditioned in life that everything is about results. I know from law school the hard way how much that first job relied so much on grades. Businesses are so concerned with the bottom line and we know how … Continue reading

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