Category Archives: Retirement Plans

Under a deal, Paycor will refer small businesses and startups to Ubiquity Retirement + Savings for a flat fee retirement benefit solutions in a streamlined, turnkey fashion. Ubiquity is a San Francisco-based financial technology company involved in flat-fee small business … Continue reading →

Olin Corp has won their ERISA case brought against them in the U.S. District Court for the Eastern District of Missouri. The plaintiffs in the case used the same allegations in numerous other lawsuits filed against employers for alleged fiduciary … Continue reading →

I believe that in this business, there isn’t a one size fits all. That deals with ERISA 3(38) advisors, new comparability, safe harbor, and anything where there is a choice. It also deals with how you interact with clients, no … Continue reading →

I love Las Vegas and I haven’t gambled there in 20 years and I’ve been there a few times in that time span; I didn’t gamble a nickel. I hate gambling because I hate to lose. For me, getting up … Continue reading →

I always joke that I get rid of old grudges to make way for new ones. A few years back, an advisor asked about a well-known third-party administrator (TPA) for a plan that I serve as a fiduciary. This TPA … Continue reading →

My latest JDSupra.com article can be found here.

My latest newsletter for retirement plan providers can be found here,

My latest article for JDSupra.com can be found here.

My latest newsletter can be found here.

Signing up with a third-party administrator (TPA) is like getting married, you come in with the best of intentions and you never think that things won’t work out. In 24 years of being an ERISA attorney, I have never met … Continue reading →