Author Archives: admin

Stuff That Prospective 401(k) Plan Providers Tell You That’s True

Posted on December 1, 2014 by admin

My latest JDSupra.com article can be found here.

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The Rosenbaum Law Firm Review

Posted on December 1, 2014 by admin

My latest newsletter can be found here.

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An Employer’s “Recipe” for having a Great Retirement Plan

Posted on November 22, 2014 by admin

My latest article on JDSupra.com can be found here.

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Bells and whistles not being used is worse than having no bells and whistles

Posted on November 17, 2014 by admin

My wife will admit I am a dutiful husband. For years, I have been forced from sleep to stand online for Black Friday sales. One year, I stood on line at Sports Authority for the 5 am open to buy … Continue reading →

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Avoid the next big thing in 401(k) Litigation

Posted on November 17, 2014 by admin

ERISA litigators need to eat and once they exhausted much of the fee litigation prior to the implementation of fee disclosure, they needed something else to sink their teeth in. Then we got cases regarding using the wrong share classes … Continue reading →

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Why An Employer Can And Should Set Up A Retirement Plan Committee

Posted on November 15, 2014 by admin

My latest JdSupra.com article can be found here.

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The Fallout from Fee Disclosure continues

Posted on November 10, 2014 by admin

When I was fresh out of school and started my first job working for a third party administration (TPA), the paralegal that I was working with told me her experience with the retirement plan business that was pre-ERISA. Marge told … Continue reading →

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As a 401(k) financial advisor, Networking takes time

Posted on November 10, 2014 by admin

Being a retirement plan financial advisor is a never-ending battle to maintain your book of business while trying to grow it. When it comes to networking and social media, I think the way you meet potential clients and potential sources … Continue reading →

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Good “Housekeeping” Tips To Minimize A Retirement Plan Sponsor’s Liability

Posted on November 8, 2014 by admin

My latest article on JDSupra.com can be found here.

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Mid-Term Elections and Being A Plan Sponsor

Posted on November 5, 2014 by admin

Whether you vote right or left, the beauty of the mid-term elections was that it is ultimately about accountability. Accountability is the essence of democracy. Many of the Senators defeated in the mid-term elections were from the Class of 2008, … Continue reading →

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